On the ontological status of plans and norms

Artificial Intelligence and Law 12 (4):317-357 (2004)
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Abstract

This article describes an ontological model of norms. The basic assumption is that a substantial part of a legal system is grounded on the concept of agency. Since a legal system aims at regulating a society, then its goal can be achieved only by affecting the behaviour of the members of the society. We assume that a society is made up of agents (which can be individuals, institutions, software programs, etc.), that agents have beliefs, goals and preferences, and that they commit to intentions in order to choose a line of behaviour. The role of norms, within a legal system, is to specify how and when the chosen behaviour agrees with the basic principles of the legal system. In this article, we show how a model based on plans can be the basis for the ontological representation of norms, which are expressed as constraints on the possible plans an agent may choose to guide its behaviour. Moreover, the paper describes how the proposed model can be linked to the upper level of a philosophically well-founded ontology (DOLCE); in this way, the model is set in a wider perspective, which opens the way to further developments.

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The Concept of Law.Hla Hart - 1961 - Oxford, United Kingdom: Oxford University Press UK.
General theory of law and state.Hans Kelsen - 1945 - Union, N.J.: Lawbook Exchange. Edited by Hans Kelsen.
I. deontic logic.G. H. von Wright - 1951 - Mind 60 (237):1-15.
Directives and norms.Alf Ross - 1968 - Clark, NJ: Lawbook Exchange. Edited by Brian Loar.
The Concept of Law.J. Kemp - 1963 - Philosophical Quarterly 13 (51):188-190.

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