We prove that Standardization fails in every nontrivial universe definable in the nonstandard set theory BST, and that a natural characterization of the standard universe is both consistent with and independent of BST. As a consequence we obtain a formulation of nonstandard class theory in the ∈-language.

Michael Potter presents a comprehensive new philosophical introduction to set theory. Anyone wishing to work on the logical foundations of mathematics must understand set theory, which lies at its heart. Potter offers a thorough account of cardinal and ordinal arithmetic, and the various axiom candidates. He discusses in detail the project of set-theoretic reduction, which aims to interpret the rest of mathematics in terms of set theory. The key question here is how to deal with the paradoxes (...) that bedevil set theory. Potter offers a strikingly simple version of the most widely accepted response to the paradoxes, which classifies sets by means of a hierarchy of levels. What makes the book unique is that it interweaves a careful presentation of the technical material with a penetrating philosophical critique. Potter does not merely expound the theory dogmatically but at every stage discusses in detail the reasons that can be offered for believing it to be true. Set Theory and its Philosophy is a key text for philosophy, mathematical logic, and computer science. (shrink)

We discuss the work of Paul Cohen in set theory and its influence, especially the background, discovery, development of forcing.

This is an introduction to set theory and logic that starts completely from scratch. The text is accompanied by many methodological remarks and explanations.

Philosophers of science since Nagel have been interested in the links between intertheoretic reduction and explanation, understanding and other forms of epistemic progress. Although intertheoretic reduction is widely agreed to occur in pure mathematics as well as empirical science, the relationship between reduction and explanation in the mathematical setting has rarely been investigated in a similarly serious way. This paper examines an important particular case: the reduction of arithmetic to set theory. I claim that the reduction is unexplanatory. In (...) defense of this claim, I offer evidence from mathematical practice, and I respond to contrary suggestions due to Steinhart, Maddy, Kitcher and Quine. I then show how, even if set-theoretic reductions are generally not explanatory, set theory can nevertheless serve as a legitimate foundation for mathematics. Finally, some implications of my thesis for philosophy of mathematics and philosophy of science are discussed. In particular, I suggest that some reductions in mathematics are probably explanatory, and I propose that differing standards of theory acceptance might account for the apparent lack of unexplanatory reductions in the empirical sciences. (shrink)

In light of the close connection between the ontological hierarchy of set theory and the ideological hierarchy of type theory, Øystein Linnebo and Agustín Rayo have recently offered an argument in favour of the view that the set-theoretic universe is open-ended. In this paper, we argue that, since the connection between the two hierarchies is indeed tight, any philosophical conclusions cut both ways. One should either hold that both the ontological hierarchy and the ideological hierarchy are open-ended, or (...) that neither is. If there is reason to accept the view that the set-theoretic universe is open-ended, that will be because such a view is the most compelling one to adopt on the purely ontological front. (shrink)

Standard (classical) logic is not independent of set theory. Which formulas are valid in logic depends on which sets we assume to exist in our set-theoretical universe. Second-order logic is just set theory in disguise. The typically logical notions of validity and consequence are not well defined in second-order logic, at least as long as there are open issues in set theory. Such contentious issues in set theory as the axiom of choice, the continuum hypothesis or (...) the existence of inaccessible cardinals, can be equivalently transformed into question about the logical validity of pure sentences of second-order logic, where “pure” means that they only contain logical symbols and bound variables. Even standard first-order logic depends on the acceptance on infinite sets in our set-theoretical universe. Should we choose to admit only finite sets, the number of logically valid pure first-order formulas would increase dramatically and first-order logic would not be recursively enumerable any longer. (shrink)

This exploration of a notorious mathematical problem is the work of the man who discovered the solution. Written by an award-winning professor at Stanford University, it employs intuitive explanations as well as detailed mathematical proofs in a self-contained treatment. This unique text and reference is suitable for students and professionals. 1966 edition. Copyright renewed 1994.

In this contribution, I explore the possibility of characterizing the emergence of time in causal set theory (CST) in terms of the growing block universe (GBU) metaphysics. I show that although GBU seems to be the most intuitive time metaphysics for CST, it leaves us with a number of interpretation problems, independently of which dynamics we choose to favor for the theory —here I shall consider the Classical Sequential Growth and the Covariant model. Discrete general covariance of the (...) CSG dynamics does not allow us to individuate a single history of the universe (defined by a causal history of different causal sets), thereby making the claim that ‘the past exists’ at best problematic. In addition, because the evolution of the universe in CSG dynamics leads to an outward branching causal tree, it becomes impossible to determine a proper ‘line of becoming’, thereby blurring the presentists’ claim that only the present exists. Similarly, the covariant approach runs into the same, if not even more severe problems, since each configuration of the universe would amount to a set of possible causal sets, thereby making the individuation of a single configuration of the universe —and thus the physical interpretation of the theory— implausible. (shrink)

Foundations of Set Theory discusses the reconstruction undergone by set theory in the hands of Brouwer, Russell, and Zermelo. Only in the axiomatic foundations, however, have there been such extensive, almost revolutionary, developments. This book tries to avoid a detailed discussion of those topics which would have required heavy technical machinery, while describing the major results obtained in their treatment if these results could be stated in relatively non-technical terms. This book comprises five chapters and begins with a (...) discussion of the antinomies that led to the reconstruction of set theory as it was known before. It then moves to the axiomatic foundations of set theory, including a discussion of the basic notions of equality and extensionality and axioms of comprehension and infinity. The next chapters discuss type-theoretical approaches, including the ideal calculus, the theory of types, and Quine's mathematical logic and new foundations; intuitionistic conceptions of mathematics and its constructive character; and metamathematical and semantical approaches, such as the Hilbert program. This book will be of interest to mathematicians, logicians, and statisticians. (shrink)

This article presents an overview of the basic philosophical motivations for, and some recent work in, modal set theory.

In quantum logic, introduced by Birkhoff and von Neumann, De Morgan's Laws play an important role in the projection-valued truth value assignment of observational propositions in quantum mechanics. Takeuti's quantum set theory extends this assignment to all the set-theoretical statements on the universe of quantum sets. However, Takeuti's quantum set theory has a problem in that De Morgan's Laws do not hold between universal and existential bounded quantifiers. Here, we solve this problem by introducing a new truth value (...) assignment for bounded quantifiers that satisfies De Morgan's Laws. To justify the new assignment, we prove the Transfer Principle, showing that this assignment of a truth value to every bounded ZFC theorem has a lower bound determined by the commutator, a projection-valued degree of commutativity, of constants in the formula. We study the most general class of truth value assignments and obtain necessary and sufficient conditions for them to satisfy the Transfer Principle, to satisfy De Morgan's Laws, and to satisfy both. For the class of assignments with polynomially definable logical operations, we determine exactly 36 assignments that satisfy the Transfer Principle and exactly 6 assignments that satisfy both the Transfer Principle and De Morgan's Laws. (shrink)

This thesis presents a proof theoretical investigation of some constructive set theories with restricted set induction. The set theories considered are various systems of Constructive Zermelo Fraenkel set theory, CZF ([1]), in which the schema of $\in$ - Induction is either removed or weakened. We shall examine the theories $CZF^\Sigma_\omega$ and $CZF_\omega$, in which the $\in$ - Induction scheme is replaced by a scheme of induction on the natural numbers (only for  formulas in the case of the first (...) theory, for arbitrary formulas in the second theory). Of particular interest is the system CZF− + INAC, which is obtained by removing $\in$ - Induction and by adding an axiom, INAC, for inaccessible sets. The main outcome is that CZF− + INAC is a predicative set theory with inaccessible sets, its proof theoretic ordinal being $\Gamma_0$. The proof theoretic strength of these theories, has been determined by means of proof theoretical reductions. The upper bounds have been obtained by interpreting the set theories in classical theories of (iterated) inductive definitions with ordinals. A significant feature of these interpretations is that they are realizability interpretations, which make an indirect use of Aczel’s interpretation of CZF in Martin Löf type theory, and, in the case of CZF− + INAC, also employ a maximum bisimulation relation to represent equality between sets. The lower bounds are obtained by interpreting appropriate subsystems of intuitionistic second order arithmetic in the set theories. At the conclusion of the thesis we present work unrelated to the previous chapters. It is a preliminary study of the constructible hierarchy in CZF. We begin by formalizing the notion of definability in constructive set theory and then introduce Gödel’s L in CZF. We prove that intuitionistic L is a model of a subsystem of CZF strong enough to include intuitionistic Kripke-Platek set theory, and also that L is a model of the axiom of constructibility, provably in CZF. (shrink)

This is an extensively revised edition of Mr. Quine's introduction to abstract set theory and to various axiomatic systematizations of the subject. The treatment of ordinal numbers has been strengthened and much simplified, especially in the theory of transfinite recursions, by adding an axiom and reworking the proofs. Infinite cardinals are treated anew in clearer and fuller terms than before. Improvements have been made all through the book; in various instances a proof has been shortened, a theorem strengthened, (...) a space-saving lemma inserted, an obscurity clarified, an error corrected, a historical omission supplied, or a new event noted. (shrink)

In previous works, an ontology of properties for quantum mechanics has been proposed, according to which quantum systems are bundles of properties with no principle of individuality. The aim of the present article is to show that, since quasi-set theory is particularly suited for dealing with aggregates of items that do not belong to the traditional category of individual, it supplies an adequate meta-language to speak of the proposed ontology of properties and its structure.

Naive set theory, as found in Frege and Russell, is almost universally believed to have been shown to be false by the set-theoretic paradoxes. The standard response has been to rank sets into one or other hierarchy. However it is extremely difficult to characterise the nature of any such hierarchy without falling into antinomies as severe as the set-theoretic paradoxes themselves. Various attempts to surmount this problem are examined and criticised. It is argued that the rejection of naive set (...) theory inevitably leads one into a severe scepticism with regard to the feasibility of giving a systematic semantics for set theory. It is further argued that this is not just a problem for philosophers of mathematics. Semantic scepticism in set theory will almost inevitably spill over into total pessimism regarding the prospects for an explanatory theory of language and meaning in general. The conclusion is that those who wish to avoid such intellectual defeatism need to look seriously at the possibility that it is the logic used in the derivation of the paradoxes, and not the naive set theory itself, which is at fault. (shrink)

Constructive set theory a' la Myhill-Aczel has been extended in (Cantini and Crosilla 2008, Cantini and Crosilla 2010) to incorporate a notion of (partial, non--extensional) operation. Constructive operational set theory is a constructive and predicative analogue of Beeson's Inuitionistic set theory with rules and of Feferman's Operational set theory (Beeson 1988, Feferman 2006, Jaeger 2007, Jaeger 2009, Jaeger 1009b). This paper is concerned with an extension of constructive operational set theory (Cantini and Crosilla 2010) by (...) a uniform operation of Transitive Closure, \tau. Given a set a, \tau produces its transitive closure \tau a. We show that the theory ESTE of (Cantini and Crosilla 2010) augmented by \tau is still conservative over Peano Arithmetic. (shrink)

In set theory, a maximality principle is a principle that asserts some maximality property of the universe of sets or some part thereof. Set theorists have formulated a variety of maximality principles in order to settle statements left undecided by current standard set theory. In addition, philosophers of mathematics have explored maximality principles whilst attempting to prove categoricity theorems for set theory or providing criteria for selecting foundational theories. This article reviews recent work concerned with the formulation, (...) investigation and justification of maximality principles. (shrink)

This article introduces finitist set theory (FST) and shows how it can be applied in modeling finite nested structures. Mereology is a straightforward foundation for transitive chains of part-whole relations between individuals but is incapable of modeling antitransitive chains. Traditional set theories are capable of modeling transitive and antitransitive chains of relations, but due to their function as foundations of mathematics they come with features that make them unnecessarily difficult in modeling finite structures. FST has been designed to function (...) as a practical tool in modeling transitive and antitransitive chains of relations without suffering from difficulties of traditional set theories, and a major portion of the functionality of discrete mereology can be incorporated in FST. This makes FST a viable collection theory in ontological modeling. (shrink)

Consider a variant of the usual story about the iterative conception of sets. As usual, at every stage, you find all the (bland) sets of objects which you found earlier. But you also find the result of tapping any earlier-found object with any magic wand (from a given stock of magic wands). -/- By varying the number and behaviour of the wands, we can flesh out this idea in many different ways. This paper's main Theorem is that any loosely constructive (...) way of fleshing out this idea is synonymous with a ZF-like theory. -/- This Theorem has rich applications; it realizes John Conway's (1976) Mathematicians' Liberation Movement; and it connects with a lovely idea due to Alonzo Church (1974). (shrink)

We review different conceptions of the set-theoretic multiverse and evaluate their features and strengths. In Sect. 1, we set the stage by briefly discussing the opposition between the ‘universe view’ and the ‘multiverse view’. Furthermore, we propose to classify multiverse conceptions in terms of their adherence to some form of mathematical realism. In Sect. 2, we use this classification to review four major conceptions. Finally, in Sect. 3, we focus on the distinction between actualism and potentialism with regard to the (...) universe of sets, then we discuss the Zermelian view, featuring a ‘vertical’ multiverse, and give special attention to this multiverse conception in light of the hyperuniverse programme introduced in Arrigoni and Friedman (2013). We argue that the distinctive feature of the multiverse conception chosen for the hyperuniverse programme is its utility for finding new candidates for axioms of set theory. (shrink)

This third edition, now available in paperback, is a follow up to the author's classic Boolean-Valued Models and Independence Proofs in Set Theory. It provides an exposition of some of the most important results in set theory obtained in the 20th century: the independence of the continuum hypothesis and the axiom of choice.

This dissertation aims to provide a comprehensive account of set theory with urelements. In Chapter 1, I present mathematical and philosophical motivations for studying urelement set theory and lay out the necessary technical preliminaries. Chapter 2 is devoted to the axiomatization of urelement set theory, where I introduce a hierarchy of axioms and discuss how ZFC with urelements should be axiomatized. The breakdown of this hierarchy of axioms in the absence of the Axiom of Choice is also (...) explored. In Chapter 3, I investigate forcing with urelements and develop a new approach that addresses a drawback of the existing machinery. I demonstrate that forcing can preserve, destroy, and recover the axioms isolated in Chapter 2 and discuss how Boolean ultrapowers can be applied in urelement set theory. Chapter 4 delves into class theory with urelements. I first discuss the issue of axiomatizing urelement class theory and then explore the second-order reflection principle with urelements. In particular, assuming large cardinals, I construct a model of second-order reflection where the principle of limitation of size fails. (shrink)

Nonstandard set theory is an attempt to generalise nonstandard analysis to cover the whole of classical mathematics. Existing versions (Nelson, Hrbáček, Kawai) are unsatisfactory in that the unlimited idealisation principle conflicts with the wish to have a full theory of external sets. I re-analyse the underlying requirements of nonstandard set theory and give a new formal system, stratified nonstandard set theory, which seems to meet them better than the other versions.

We present an extension of constructive Zermelo{Fraenkel set theory [2]. Constructive sets are endowed with an applicative structure, which allows us to express several set theoretic constructs uniformly and explicitly. From the proof theoretic point of view, the addition is shown to be conservative. In particular, we single out a theory of constructive sets with operations which has the same strength as Peano arithmetic.

Partial functions can be easily represented in set theory as certain sets of ordered pairs. However, classical set theory provides no special machinery for reasoning about partial functions. For instance, there is no direct way of handling the application of a function to an argument outside its domain as in partial logic. There is also no utilization of lambda-notation and sorts or types as in type theory. This paper introduces a version of von-Neumann-Bernays-Gödel set theory for (...) reasoning about sets, proper classes, and partial functions represented as classes of ordered pairs. The underlying logic of the system is a partial first-order logic, so class-valued terms may be nondenoting. Functions can be specified using lambda-notation, and reasoning about the application of functions to arguments is facilitated using sorts similar to those employed in the logic of the IMPS Interactive Mathematical Proof System. The set theory is intended to serve as a foundation for mechanized mathematics systems. (shrink)

We consider the foundational relation between arithmetic and set theory. Our goal is to criticize the construction of standard arithmetic models as providing grounds for arithmetic truth (even in a relative sense). Our method is to emphasize the incomplete picture of both theories and treat models as their syntactical counterparts. Insisting on the incomplete picture will allow us to argue in favor of the revisability of the standard model interpretation. We then show that it is hopeless to expect that (...) the relative grounding provided by a standard interpretation can resist being revisable. We start briefly characterizing the expansion of arithmetic `truth' provided by the interpretation in a set theory. Further, we show that, for every well-founded interpretation of recursive extensions of PA in extensions of ZF, the interpreted version of arithmetic has more theorems than the original. This theorem expansion is not complete however. We continue by defining the coordination problem. The problem can be summarized as follows. We consider two independent communities of mathematicians responsible for deciding over new axioms for ZF and PA. How likely are they to be coordinated regarding PA’s interpretation in ZF? We prove that it is possible to have extensions of PA not interpretable in a given set theory ST. We further show that the probability of a random extension of arithmetic being interpretable in ST is zero. (shrink)

In a recent series of papers, I and others have advanced new logical approaches to familiar paradoxes. The key to these approaches is to accept full classical logic, and to accept the principles that cause paradox, while preventing trouble by allowing a certain sort ofnontransitivity. Earlier papers have treated paradoxes of truth and vagueness. The present paper will begin to extend the approach to deal with the familiar paradoxes arising in naive set theory, pointing out some of the promises (...) and pitfalls of such an approach. (shrink)

I argue for the use of the adjunction operator (adding a single new element to an existing set) as a basis for building a finitary set theory. It allows a simplified axiomatization for the first-order theory of hereditarily finite sets based on an induction schema and a rigorous characterization of the primitive recursive set functions. The latter leads to a primitive recursive presentation of arithmetical operations on finite sets.

Completed in 1983, this work culminates nearly half a century of the late Alfred Tarski's foundational studies in logic, mathematics, and the philosophy of science. Written in collaboration with Steven Givant, the book appeals to a very broad audience, and requires only a familiarity with first-order logic. It is of great interest to logicians and mathematicians interested in the foundations of mathematics, but also to philosophers interested in logic, semantics, algebraic logic, or the methodology of the deductive sciences, and to (...) computer scientists interested in developing very simple computer languages rich enough for mathematical and scientific applications. The authors show that set theory and number theory can be developed within the framework of a new, different, and simple equational formalism, closely related to the formalism of the theory of relation algebras. There are no variables, quantifiers, or sentential connectives. Predicates are constructed from two atomic binary predicates (which denote the relations of identity and set-theoretic membership) by repeated applications of four operators that are analogues of the well-known operations of relative product, conversion, Boolean addition, and complementation. All mathematical statements are expressed as equations between predicates. There are ten logical axiom schemata and just one rule of inference: the one of replacing equals by equals, familiar from high school algebra. Though such a simple formalism may appear limited in its powers of expression and proof, this book proves quite the opposite. The authors show that it provides a framework for the formalization of practically all known systems of set theory, and hence for the development of all classical mathematics. The book contains numerous applications of the main results to diverse areas of foundational research: propositional logic; semantics; first-order logics with finitely many variables; definability and axiomatizability questions in set theory, Peano arithmetic, and real number theory; representation and decision problems in the theory of relation algebras; and decision problems in equational logic. (shrink)

This paper was referred to in the Introduction in our paper [Fr97a], “The Axiomatization of Set Theory by Separation, Reducibility, and Comprehension.” In [Fr97a], all systems considered used the axiom of Extensionality. This is appropriate in a set theoretic context.

A possible world is a junky world if and only if each thing in it is a proper part. The possibility of junky worlds contradicts the principle of general fusion. Bohn (2009) argues for the possibility of junky worlds, Watson (2010) suggests that Bohn‘s arguments are flawed. This paper shows that the arguments of both authors leave much to be desired. First, relying on the classical results of Cantor, Zermelo, Fraenkel, and von Neumann, this paper proves the possibility of junky (...) worlds for certain weak set theories. Second, the paradox of Burali-Forti shows that according to the Zermelo-Fraenkel set theory ZF, junky worlds are possible. Finally, it is shown that set theories are not the only sources for designing plausible models of junky worlds: Topology (and possibly other "algebraic" mathematical theories) may be used to construct models of junky worlds. In sum, junkyness is a relatively widespread feature among possible worlds. (shrink)

This brief article is intended to introduce the reader to the field of algebraic set theory, in which models of set theory of a new and fascinating kind are determined algebraically. The method is quite robust, applying to various classical, intuitionistic, and constructive set theories. Under this scheme some familiar set theoretic properties are related to algebraic ones, while others result from logical constraints. Conventional elementary set theories are complete with respect to algebraic models, which arise in a (...) variety of ways, including topologically, type-theoretically, and through variation. Many previous results from topos theory involving realizability, permutation, and sheaf models of set theory are subsumed, and the prospects for further such unification seem bright. (shrink)

An 8 by 8 checkerboard with two diagonally opposite squares removed cannot be covered by dominoes each of which covers two rectilinearly adjacent squares. present a set theory description of the proposition and an informal proof that the covering is impossible. While no present system that I know of will accept either formal description or the proof, I claim that both should be admitted in any heavy duty set theory.

This is a book review of Cantorian set theory and limitations of size by Michael Hallett.

This is a survey paper on the descriptive set theory of hereditary families of closed sets in Polish spaces. Most of the paper is devoted to ideals and σ-ideals of closed or compact sets.

Following the book Algebraic Set Theory from André Joyal and leke Moerdijk [8], we give a characterization of the initial ZF-algebra, for Heyting pretoposes equipped with a class of small maps. Then, an application is considered (the effective topos) to show how to recover an already known model (McCarty [9]).

This chapter surveys set theory, model theory, and computability theory: how they first emerged from the foundations of mathematics, and how they have developed since. There are any amounts of mathematical technicalities in the background, but the chapter highlights those themes that have some philosophical resonance.

Quasi-set theory is a ZFU-like axiomatic set theory, which deals with two kinds of ur-elements: M-atoms, objects like the atoms of ZFU, and m-atoms, items for which the usual identity relation is not defined. One of the motivations to advance such a theory is to deal properly with collections of items like particles in non-relativistic quantum mechanics when these are understood as being non-individuals in the sense that they may be indistinguishable although identity does not apply to (...) them. According to some authors, this is the best way to understand quantum objects. The fact that identity is not defined for m-atoms raises a technical difficulty: it seems impossible to follow the usual procedures to define the cardinal of collections involving these items. In this paper we propose a definition of finite cardinals in quasi-set theory which works for collections involving m-atoms. (shrink)

A lucid, elegant, and complete survey of set theory, this three-part treatment explores axiomatic set theory, the consistency of the continuum hypothesis, and forcing and independence results. 1996 edition.

In this paper we analyze an extension of Martin-Löf s intensional set theory by means of a set contructor P such that the elements of P are the subsets of the set S. Since it seems natural to require some kind of extensionality on the equality among subsets, it turns out that such an extension cannot be constructive. In fact we will prove that this extension is classic, that is “ true holds for any proposition A.

In many ontological debates there is a familiar challenge. Consider a debate over X s. The “small” or anti-X side tries to show that they can paraphrase the pro-X or “big” side’s claims without any loss of expressive power. Typically though, when the big side adds whatever resources the small side used in their paraphrase, the symmetry breaks down. The big side plus small’s resources is a more expressively powerful and thus more theoretically fruitful theory. In this paper, I (...) show that there is a very general solution to this problem, for the small side. Assuming the resources of set theory, small can successfully paraphrase big. This result depends on a theorem about models of set theory with urelements. After proving this theorem, I discuss some of its philosophical ramifications. (shrink)

Two distinct and apparently "dual" traditions of non-classical logic, three-valued logic and paraconsistent logic, are considered here and a unified presentation of "easy-to-handle" versions of these logics is given, in which full naive set theory, i.e. Frege's comprehension principle + extensionality, is not absurd.

Set theory is the branch of mathematics concerned with the general properties of aggregates of points, numbers, or arbitrary elements. It was created in the late nineteenth century, mainly by Georg Cantor. After the discovery of certain contradictions euphemistically called paradoxes, it was reduced to axiomatic form in the early twentieth century, mainly by Ernst Zermelo and Abraham Fraenkel. Thereafter it became widely accepted as a framework ‐ or ‘foundation’ ‐ for the development of the other branches of modern, (...) abstract mathematics. Today, its basic notions and notations are widely used even outside mathematics proper. (shrink)

A pointwise definable model is one in which every object is \loos definable without parameters. In a model of set theory, this property strengthens $V=\HOD$, but is not first-order expressible. Nevertheless, if \ZFC\ is consistent, then there are continuum many pointwise definable models of \ZFC. If there is a transitive model of \ZFC, then there are continuum many pointwise definable transitive models of \ZFC. What is more, every countable model of \ZFC\ has a class forcing extension that is pointwise (...) definable. Indeed, for the main contribution of this article, every countable model of Gödel-Bernays set theory has a pointwise definable extension, in which every set and class is first-order definable without parameters. (shrink)